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Meera Doka, CFA, manages an equity fund for clients. One day, the fundexperiences a large loss due to an event unforeseen by all market participants. Priorto the event, Doka failed to disclose the risk of this event occurring to her clients.One month later, Doka decides to outsource 5% of the fund's assets to an externalmanager. She does not inform her clients of this change because the externalmanager follows an investment process that is very similar to her fund's process.Are Doka's actions consistent with the Standard relating to communication withclients and prospective clients?


A、Yes
B、No,becauseshefailedtodisclosetheriskthatresultedinthelargeloss
C、No,becauseshefailedtoinformherclientsaboutoutsourcing5%ofthefund'sassets

发布时间:2025-08-09 16:54:54
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